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PENCE CAPITAL MANAGEMENT, LLC
CRD 281739File 801-128559
APPROVED
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.54B
Above cohort median (national)
Discretionary AUM
$0
Non-discretionary $1.54B
Clients
3
350 accounts
Employees
14
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Aug 10, 2023
- Principal office
- 5000 BIRCH STREET, SUITE 8000, NEWPORT BEACH, CA, 92660
- Phone
- 949-660-8777
- Website
- HTTPS://WWW.PENCECAPITAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.54B
- Discretionary AUM
- $0
- Non-discretionary AUM
- $1.54B
- Discretionary accounts
- 0
- Non-discretionary accounts
- 350
- Total accounts
- 350
- AUM per client
- $512.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 2 | $67.5M |
| Other investment advisers | 1 | $110.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Hourly charges
- Other (described) — PERCENTAGE OF ASSETS UNDER ADVISEMENT
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 9 | 3 | decreased by6 |
| Apr 1, 2026 | Employees | 17 | 14 | decreased by3 |
| Apr 1, 2026 | AUM | $1,719,621,315 | $1,536,678,991 | decreased by$182,942,324 |
| Apr 1, 2026 | Accounts | 315 | 350 | increased by35 |
| Feb 1, 2026 | Clients | 14 | 9 | decreased by5 |
| Feb 1, 2026 | AUM | $1,362,823,783 | $1,719,621,315 | increased by$356,797,532 |
| Feb 1, 2026 | Accounts | 14 | 315 | increased by301 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PENCE CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PENCE CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.