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LAKE ROAD ADVISORS, LLC
CRD 281657File 801-117338
APPROVED
Retail clients
Filing as of Jan 21, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$98.8M
Bottom 25% of cohort (national)
Discretionary AUM
$91.9M
Non-discretionary $6.8M
Clients
137
137 accounts
Employees
2
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 16, 2019
- Principal office
- 5 EAST MARKET STREET, SUITE 229, CORNING, NY, 14830
- Phone
- (607) 438-2914
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $98.8M
- Discretionary AUM
- $91.9M
- Non-discretionary AUM
- $6.8M
- Discretionary accounts
- 132
- Non-discretionary accounts
- 5
- Total accounts
- 137
- AUM per client
- $721K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 94 | $84.7M |
| Pension and profit sharing plans | 5 | $6.8M |
| Individuals (other than high net worth individuals) | 38 | $7.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.