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AURORA PRIVATE WEALTH, INC.

CRD 281604File 801-110498
APPROVED
Retail clients
Disclosure events
Filing as of Jul 1, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$374.0M
Below cohort median (national)
Discretionary AUM
$374.0M
Clients
1,508
1,508 accounts
Employees
21
Below cohort median in NJ

Identity & registration

ADV Item 1
Organization form
Corporation
Firm type
Registered
SEC region
NYRO
Registration date
May 5, 2017
Principal office
999 RIVERVIEW DRIVE, SUITE 201, TOTOWA, NJ, 07512
Phone
973-394-0404

Assets & accounts

ADV Item 5F
Total regulatory AUM
$374.0M
Discretionary AUM
$374.0M
Non-discretionary AUM
$0
Discretionary accounts
1,508
Non-discretionary accounts
0
Total accounts
1,508
AUM per client
$248K

Clients by type

ADV Item 5D
Client typeClientsAUM
High net worth individuals81$171.2M
Individuals (other than high net worth individuals)1,427$202.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Fixed fees
  • Hourly charges
  • A percentage of assets under your management

Advisory activities

  • Financial planning services
  • Selection of other advisers
  • Portfolio management for other
  • Portfolio management for businesses
  • Portfolio management for individuals and/or small businesses

Custody

ADV Item 9
Firm Custody Cash
No
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
No
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
No

Disclosure events

ADV Item 11
  • Q11
  • Q11D4
  • Q11E2
  • Q11E4

Filed changes

DateFieldFromToChange
Aug 1, 2026Employees2521decreased by4
Apr 1, 2026Clients1,8431,508decreased by335
Apr 1, 2026AUM$395,308,639$374,030,968decreased by$21,277,671
Apr 1, 2026Accounts1,8431,508decreased by335
Dec 1, 2025
vs May 1, 2025
Employees2925decreased by4
May 1, 2025
vs Oct 1, 2022
Employees2329increased by6
May 1, 2025
vs Oct 1, 2022
Clients2,3481,843decreased by505
May 1, 2025
vs Oct 1, 2022
AUM$602,968,401$395,308,639decreased by$207,659,762
May 1, 2025
vs Oct 1, 2022
Accounts2,3481,843decreased by505
Apr 1, 2022Employees2923decreased by6
Apr 1, 2022Clients2,0142,348increased by334
Apr 1, 2022AUM$657,270,737$602,968,401decreased by$54,302,336
Apr 1, 2022Accounts2,0142,348increased by334
Apr 1, 2021Registration—APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “AURORA PRIVATE” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“AURORA PRIVATE” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.