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TRILOGY CAPITAL, INC.
CRD 281597File 801-106922
APPROVED
Retail clients
Custody
Filing as of Jul 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.21B
Top 25% of cohort (national)
Discretionary AUM
$2.95B
Non-discretionary $264.1M
Clients
8,388
18,988 accounts
Employees
74
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Nov 16, 2015
- Principal office
- 2601 MAIN STREET, SUITE 100, IRVINE, CA, 92614
- Phone
- 949-221-8105
- Website
- HTTPS://WWW.TRILOGYFS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.21B
- Discretionary AUM
- $2.95B
- Non-discretionary AUM
- $264.1M
- Discretionary accounts
- 18,837
- Non-discretionary accounts
- 151
- Total accounts
- 18,988
- AUM per client
- $383K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 22 | $12.9M |
| Charitable organizations | Fewer than 5 | $735K |
| High net worth individuals | 546 | $1.01B |
| Pension and profit sharing plans | 305 | $586.1M |
| Individuals (other than high net worth individuals) | 7,512 | $1.60B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 72 | 74 | increased by2 |
| Apr 1, 2026 | Clients | 8,537 | 8,388 | decreased by149 |
| Apr 1, 2026 | AUM | $2,633,357,444 | $3,210,026,097 | increased by$576,668,653 |
| Apr 1, 2026 | Accounts | 8,537 | 18,988 | increased by10,451 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 77 | 72 | decreased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 7,253 | 8,537 | increased by1,284 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,668,533,863 | $2,633,357,444 | increased by$964,823,581 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 16,052 | 8,537 | decreased by7,515 |
| Apr 1, 2022 | Employees | 83 | 77 | decreased by6 |
| Apr 1, 2022 | Clients | 14,509 | 7,253 | decreased by7,256 |
| Apr 1, 2022 | AUM | $1,366,034,794 | $1,668,533,863 | increased by$302,499,069 |
| Apr 1, 2022 | Accounts | 14,531 | 16,052 | increased by1,521 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TRILOGY CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TRILOGY CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.