TRILOGY CAPITAL, INC.

CRD 281597File 801-106922

APPROVED

Retail clients

Custody

Filing as of Jul 23, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$3.21B

Top 25% of cohort (national)

Discretionary AUM

$2.95B

Non-discretionary $264.1M

Clients

8,388

18,988 accounts

Employees

Top 25% of cohort in CA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: LARO
Registration date: Nov 16, 2015
Principal office: 2601 MAIN STREET, SUITE 100, IRVINE, CA, 92614
Phone: 949-221-8105
Website: HTTPS://WWW.TRILOGYFS.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $3.21B
Discretionary AUM: $2.95B
Non-discretionary AUM: $264.1M
Discretionary accounts: 18,837
Non-discretionary accounts: 151
Total accounts: 18,988
AUM per client: $383K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	22	$12.9M
Charitable organizations	Fewer than 5	$735K
High net worth individuals	546	$1.01B
Pension and profit sharing plans	305	$586.1M
Individuals (other than high net worth individuals)	7,512	$1.60B

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.