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ALSWORTH CAPITAL MANAGEMENT, LLC
CRD 281417File 801-113550
APPROVED
Retail clients
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$116.7M
Bottom 25% of cohort (national)
Discretionary AUM
$116.7M
Clients
177
438 accounts
Employees
8
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jul 6, 2018
- Principal office
- 4 WEST MARKET STREET, CORNING, NY, 14830
- Phone
- (607) 973-2665
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $116.7M
- Discretionary AUM
- $116.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 438
- Non-discretionary accounts
- 0
- Total accounts
- 438
- AUM per client
- $659K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $1.4M |
| Charitable organizations | Fewer than 5 | $4.9M |
| High net worth individuals | 52 | $74.7M |
| Pension and profit sharing plans | 5 | $7.4M |
| Individuals (other than high net worth individuals) | 120 | $28.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.