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MUDDY WATERS CAPITAL LLC

CRD 281411File 801-110873
APPROVED
Custody
Disclosure events
Filing as of Mar 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$576.3M
Above cohort median (national)
Discretionary AUM
$576.3M
Clients
11
11 accounts
Employees
14
Above cohort median in TX

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
FWRO
Registration date
Jul 25, 2017
Principal office
714 CONGRESS AVENUE, SUITE 200, AUSTIN, TX, 78701
Phone
(415) 429-8167

Assets & accounts

ADV Item 5F
Total regulatory AUM
$576.3M
Discretionary AUM
$576.3M
Non-discretionary AUM
$0
Discretionary accounts
11
Non-discretionary accounts
0
Total accounts
11
AUM per client
$52.4M

Clients by type

ADV Item 5D
Client typeClientsAUM
Pooled investment vehicles11$576.3M

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Portfolio management for pooled investment vehicles

Custody

ADV Item 9
Firm Custody Cash
Yes
Firm Custody Assets
Yes
Firm Custody Clients
Yes
Firm Custody Securities
Yes
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
Yes

Disclosure events

ADV Item 11
  • Q11H2

Filed changes

DateFieldFromToChange
Apr 1, 2026Employees1214increased by2
Apr 1, 2026AUM$308,820,184$576,299,911increased by$267,479,727
May 1, 2025
vs Oct 1, 2022
Employees812increased by4
May 1, 2025
vs Oct 1, 2022
Clients511increased by6
May 1, 2025
vs Oct 1, 2022
AUM$244,527,478$308,820,184increased by$64,292,706
May 1, 2025
vs Oct 1, 2022
Accounts511increased by6
Apr 1, 2022Clients45increased by1
Apr 1, 2022AUM$261,305,526$244,527,478decreased by$16,778,048
Apr 1, 2022Accounts45increased by1
Apr 1, 2021Registration—APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “MUDDY WATERS” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MUDDY WATERS” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.