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BMO NESBITT BURNS SECURITIES LTD.
CRD 281337File 801-107176
APPROVED
Retail clients
Disclosure events
Filing as of Sep 8, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.20B
Above cohort median (national)
Discretionary AUM
$1.20B
Clients
1,086
1,330 accounts
Employees
303
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Feb 9, 2016
- Principal office
- 1 FIRST CANADIAN PLACE, 41ST FLOOR, TORONTO, ONTARIO, M5X 1A1
- Phone
- 416-624-5509
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.20B
- Discretionary AUM
- $1.20B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,330
- Non-discretionary accounts
- 0
- Total accounts
- 1,330
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 412 | $1.10B |
| Individuals (other than high net worth individuals) | 674 | $96.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Employees | 277 | 303 | increased by26 |
| Feb 1, 2026 | Clients | 912 | 1,086 | increased by174 |
| Feb 1, 2026 | AUM | $932,018,173 | $1,197,584,310 | increased by$265,566,137 |
| Feb 1, 2026 | Accounts | 1,097 | 1,330 | increased by233 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 260 | 277 | increased by17 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 595 | 912 | increased by317 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $579,452,972 | $932,018,173 | increased by$352,565,201 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 700 | 1,097 | increased by397 |
| Feb 1, 2022 | Employees | 241 | 260 | increased by19 |
| Feb 1, 2022 | Clients | 540 | 595 | increased by55 |
| Feb 1, 2022 | AUM | $434,143,222 | $579,452,972 | increased by$145,309,750 |
| Feb 1, 2022 | Accounts | 625 | 700 | increased by75 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BMO NESBITT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BMO NESBITT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.