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ADAPTIVE INVESTMENTS
Legal name: CAVALIER INVESTMENTS, LLC
CRD 281201File 801-106545
APPROVED
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$421.4M
Below cohort median (national)
Discretionary AUM
$418.3M
Non-discretionary $3.1M
Clients
4
7 accounts
Employees
7
Below cohort median in GA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Aug 19, 2015
- Principal office
- 12600 DEERFIELD PARKWAY, SUITE 100, ALPHARETTA, GA, 30004
- Phone
- 888.721.4588
- Website
- HTTPS://WWW.ADAPTIVEINV.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $421.4M
- Discretionary AUM
- $418.3M
- Non-discretionary AUM
- $3.1M
- Discretionary accounts
- 4
- Non-discretionary accounts
- 3
- Total accounts
- 7
- AUM per client
- $105.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 4 | $418.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 7 | 4 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.