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FLORENCE CAPITAL ADVISORS, LLC
CRD 281038File 801-106523
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 1, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$65.2M
Bottom 25% of cohort (national)
Discretionary AUM
$65.2M
Clients
37
24 accounts
Employees
3
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Aug 12, 2015
- Principal office
- Not reported
- Phone
- (212) 202-3296
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $65.2M
- Discretionary AUM
- $65.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 24
- Non-discretionary accounts
- 0
- Total accounts
- 24
- AUM per client
- $1.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $200K |
| High net worth individuals | 23 | $11.4M |
| Pooled investment vehicles | 12 | $53.5M |
| Individuals (other than high net worth individuals) | 1 | $92K |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 41 | 37 | decreased by4 |
| Apr 1, 2026 | AUM | $1,262,359,554 | $65,222,470 | decreased by$1,197,137,084 |
| Apr 1, 2026 | Accounts | 63 | 24 | decreased by39 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 1 | 3 | increased by2 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 39 | 41 | increased by2 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $1,257,199,554 | $1,262,359,554 | increased by$5,160,000 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 61 | 63 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 21 | 39 | increased by18 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $29,734,627 | $1,257,199,554 | increased by$1,227,464,927 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 41 | 61 | increased by20 |
| Jul 1, 2022 | Clients | 17 | 21 | increased by4 |
| Jul 1, 2022 | AUM | $18,159,056 | $29,734,627 | increased by$11,575,571 |
| Apr 1, 2022 | Clients | 20 | 17 | decreased by3 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FLORENCE CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FLORENCE CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.