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SEVENBRIDGE FINANCIAL GROUP, LLC
CRD 281037File 801-106522
APPROVED
Retail clients
Custody
Filing as of Sep 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$731.1M
Above cohort median (national)
Discretionary AUM
$731.1M
Clients
401
1,116 accounts
Employees
6
Above cohort median in PA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Aug 24, 2015
- Principal office
- 3401 NORTH FRONT STREET, SUITE 301, HARRISBURG, PA, 17110
- Phone
- (717) 775-8661
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $731.1M
- Discretionary AUM
- $731.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,116
- Non-discretionary accounts
- 0
- Total accounts
- 1,116
- AUM per client
- $1.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $11.4M |
| Charitable organizations | Fewer than 5 | $10.8M |
| High net worth individuals | 139 | $557.2M |
| Pension and profit sharing plans | Fewer than 5 | $8.6M |
| Individuals (other than high net worth individuals) | 262 | $143.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 5 | 6 | increased by1 |
| Mar 1, 2026 | Custody | No | Yes | |
| Mar 1, 2026 | Clients | 510 | 401 | decreased by109 |
| Mar 1, 2026 | AUM | $633,441,344 | $731,061,433 | increased by$97,620,089 |
| Mar 1, 2026 | Accounts | 1,166 | 1,116 | decreased by50 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 356 | 510 | increased by154 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $475,000,000 | $633,441,344 | increased by$158,441,344 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 894 | 1,166 | increased by272 |
| Mar 1, 2022 | Employees | 7 | 5 | decreased by2 |
| Mar 1, 2022 | Clients | 346 | 356 | increased by10 |
| Mar 1, 2022 | AUM | $378,275,000 | $475,000,000 | increased by$96,725,000 |
| Mar 1, 2022 | Accounts | 886 | 894 | increased by8 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SEVENBRIDGE FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SEVENBRIDGE FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.