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APTUS FINANCIAL, LLC
Legal name: APTUS FINANCIAL LLC
CRD 280033File 801-120751
APPROVED
Disclosure events
Filing as of Sep 15, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
Not reported
Discretionary AUM
Not reported
Clients
0
Not reported accounts
Employees
12
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Apr 9, 2021
- Principal office
- Not reported
- Phone
- 501-907-1993
- Website
- HTTPS://APTUSFINANCIAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- Not reported
- Discretionary AUM
- Not reported
- Non-discretionary AUM
- Not reported
- Discretionary accounts
- Not reported
- Non-discretionary accounts
- Not reported
- Total accounts
- Not reported
- AUM per client
- —
Clients by type
ADV Item 5DNo client-type detail reported.
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Portfolio management for other
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 12, 2026 | AUM | $0 | — | |
| Aug 12, 2026 | Accounts | 0 | — | |
| Jul 1, 2026 | Employees | 11 | 12 | increased by1 |
| Feb 1, 2026 | Employees | 12 | 11 | decreased by1 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 10 | 12 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 10 | increased by2 |
| Jun 1, 2022 | Employees | 7 | 8 | increased by1 |
| Jun 1, 2022 | AUM | $10,336,461 | $0 | decreased by$10,336,461 |
| Jun 1, 2022 | Accounts | 3 | 0 | decreased by3 |
| Apr 1, 2022 | AUM | $10,461,582 | $10,336,461 | decreased by$125,121 |
| Feb 1, 2022 | AUM | $10,725,750 | $10,461,582 | decreased by$264,168 |
| Feb 1, 2022 | Accounts | 2 | 3 | increased by1 |
| Jul 1, 2021 | Disclosures | No | Yes | |
| Jul 1, 2021 | AUM | $10,598,289 | $10,725,750 | increased by$127,461 |
| Jun 1, 2021 | Clients | 260 | — |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “APTUS FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“APTUS FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.