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CATUM ADVISORY GROUP, LLC.
CRD 277148File 801-136072
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$128.6M
Bottom 25% of cohort (national)
Discretionary AUM
$93.7M
Non-discretionary $35.0M
Clients
94
296 accounts
Employees
4
Bottom 25% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- May 1, 2026
- Principal office
- 88 DANBURY RD, SUITE 2D, WILTON, CT, 06897
- Phone
- (203) 344-7770
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $128.6M
- Discretionary AUM
- $93.7M
- Non-discretionary AUM
- $35.0M
- Discretionary accounts
- 276
- Non-discretionary accounts
- 20
- Total accounts
- 296
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $120K |
| High net worth individuals | 35 | $86.4M |
| Pension and profit sharing plans | 19 | $35.4M |
| Individuals (other than high net worth individuals) | 40 | $6.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.