RAI WEALTH MANAGEMENT

Legal name: RICHEY ADVISORS, INC.

CRD 277137File 801-131970

APPROVED

Retail clients

Custody

Filing as of Apr 23, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$159.7M

Bottom 25% of cohort (national)

Discretionary AUM

$159.7M

Clients

247

562 accounts

Employees

Bottom 25% of cohort in CA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: LARO
Registration date: Feb 13, 2025
Principal office: 151 N. KRAEMER BLVD., SUITE 105, PLACENTIA, CA, 92870
Phone: (714) 449-9696
Website: HTTPS://WWW.LINKEDIN.COM/COMPANY/RAI-WM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $159.7M
Discretionary AUM: $159.7M
Non-discretionary AUM: $0
Discretionary accounts: 562
Non-discretionary accounts: 0
Total accounts: 562
AUM per client: $646K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$3.7M
High net worth individuals	37	$81.1M
Individuals (other than high net worth individuals)	210	$74.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.