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MUTUAL TRUST ADVISORY GROUP
Legal name: MUTUAL TRUST ADVISORY GROUP, INC.
CRD 277060File 801-121401
APPROVED
Retail clients
Filing as of Feb 11, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$165.8M
Bottom 25% of cohort (national)
Discretionary AUM
$165.8M
Clients
176
491 accounts
Employees
3
Bottom 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jun 7, 2021
- Principal office
- 23190 FASHION DRIVE, SUITE P203, ESTERO, FL, 33928
- Phone
- 239-204-4333
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $165.8M
- Discretionary AUM
- $165.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 491
- Non-discretionary accounts
- 0
- Total accounts
- 491
- AUM per client
- $942K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 50 | $101.1M |
| Individuals (other than high net worth individuals) | 126 | $64.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 2 | 3 | increased by1 |
| Mar 1, 2026 | Custody | Yes | No | |
| Mar 1, 2026 | Clients | 165 | 176 | increased by11 |
| Mar 1, 2026 | AUM | $127,971,817 | $165,776,178 | increased by$37,804,361 |
| Mar 1, 2026 | Accounts | 424 | 491 | increased by67 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 2 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 189 | 165 | decreased by24 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $235,771,231 | $127,971,817 | decreased by$107,799,414 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 357 | 424 | increased by67 |
| Mar 1, 2022 | Clients | 113 | 189 | increased by76 |
| Mar 1, 2022 | AUM | $110,237,974 | $235,771,231 | increased by$125,533,257 |
| Mar 1, 2022 | Accounts | 279 | 357 | increased by78 |
| Jul 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MUTUAL TRUST” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MUTUAL TRUST” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.