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MEANS WEALTH MANAGEMENT
Legal name: MEANS INVESTMENT CO., INC.
CRD 2748File 801-80992
APPROVED
Retail clients
Filing as of Sep 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.59B
Top 25% of cohort (national)
Discretionary AUM
$1.42B
Non-discretionary $177.6M
Clients
1,375
3,520 accounts
Employees
24
Top 10% of cohort in ME
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Feb 19, 2015
- Principal office
- 802 STILLWATER AVE., BANGOR, ME, 04401-3614
- Phone
- 1-207-947-6763
- Website
- HTTP://WWW.MEANSWEALTH.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.59B
- Discretionary AUM
- $1.42B
- Non-discretionary AUM
- $177.6M
- Discretionary accounts
- 3,447
- Non-discretionary accounts
- 73
- Total accounts
- 3,520
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 34 | $31.1M |
| Charitable organizations | 16 | $43.4M |
| High net worth individuals | 394 | $1.09B |
| Pension and profit sharing plans | 20 | $107.9M |
| State or municipal government entities | Fewer than 5 | $916K |
| Individuals (other than high net worth individuals) | 908 | $320.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Hourly charges
- Other (described) — PROVIDE FINANCIAL & EXIT PLANNING SVCS FOR A NEGOTIATED FEE
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 22 | 24 | increased by2 |
| Apr 1, 2026 | Clients | 1,324 | 1,375 | increased by51 |
| Apr 1, 2026 | AUM | $1,306,705,211 | $1,594,606,299 | increased by$287,901,088 |
| Apr 1, 2026 | Accounts | 3,302 | 3,520 | increased by218 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 18 | 22 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,069 | 1,324 | increased by255 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $860,271,260 | $1,306,705,211 | increased by$446,433,951 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,524 | 3,302 | increased by778 |
| Oct 1, 2022 | Employees | 16 | 18 | increased by2 |
| Jul 1, 2022 | Employees | 17 | 16 | decreased by1 |
| Apr 1, 2022 | Employees | 16 | 17 | increased by1 |
| Apr 1, 2022 | Clients | 976 | 1,069 | increased by93 |
| Apr 1, 2022 | AUM | $673,861,958 | $860,271,260 | increased by$186,409,302 |
| Apr 1, 2022 | Accounts | 2,231 | 2,524 | increased by293 |
| Feb 1, 2022 | Employees | 14 | 16 | increased by2 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MEANS WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MEANS WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.