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PROFICIO CAPITAL PARTNERS LLC
CRD 269931File 801-106483
APPROVED
Retail clients
Custody
Filing as of Sep 1, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$8.17B
Top 10% of cohort (national)
Discretionary AUM
$7.64B
Non-discretionary $535.8M
Clients
160
1,538 accounts
Employees
25
Top 25% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jul 31, 2015
- Principal office
- 300 WASHINGTON STREET STE 951, ONE GATEWAY CENTER, NEWTON, MA, 02458-1655
- Phone
- 617-340-8425
- Website
- HTTP://PROFICIOCAP.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $8.17B
- Discretionary AUM
- $7.64B
- Non-discretionary AUM
- $535.8M
- Discretionary accounts
- 1,101
- Non-discretionary accounts
- 437
- Total accounts
- 1,538
- AUM per client
- $51.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $506.5M |
| Investment companies | 1 | $95.3M |
| Other investment advisers | 6 | $55.1M |
| High net worth individuals | 143 | $7.18B |
| Pooled investment vehicles | 9 | $338.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Sep 2, 2026 | Employees | 23 | 25 | increased by2 |
| Sep 2, 2026 | Clients | 155 | 160 | increased by5 |
| Sep 2, 2026 | AUM | $5,266,070,265 | $8,173,568,643 | increased by$2,907,498,378 |
| Sep 2, 2026 | Accounts | 1,427 | 1,538 | increased by111 |
| Apr 1, 2026 | Employees | 21 | 23 | increased by2 |
| Apr 1, 2026 | Clients | 145 | 155 | increased by10 |
| Apr 1, 2026 | AUM | $3,977,503,248 | $5,266,070,265 | increased by$1,288,567,017 |
| Apr 1, 2026 | Accounts | 1,302 | 1,427 | increased by125 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 151 | 145 | decreased by6 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $3,606,179,856 | $3,977,503,248 | increased by$371,323,392 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 1,325 | 1,302 | decreased by23 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 16 | 21 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 84 | 151 | increased by67 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,856,308,685 | $3,606,179,856 | increased by$749,871,171 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 788 | 1,325 | increased by537 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PROFICIO CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PROFICIO CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.