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BERNARD L. MADOFF INVESTMENT SECURITIES LLC

CRD 2625File 801-67134
APPROVED
Custody
Disclosure events
Filing as of Jan 7, 2008
Feed vintage Oct 1, 2026
Regulatory AUM
$17.09B
Top 10% of cohort (national)
Discretionary AUM
$17.09B
Clients
0
23 accounts
Employees
Not reported
Top 25% of cohort in NY

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
NYRO
Registration date
Sep 12, 2006
Principal office
885 THIRD AVENUE, NEW YORK, NY, 10022
Phone
212-230-2424
Website
WWW.MADOFF.COM

Assets & accounts

ADV Item 5F
Total regulatory AUM
$17.09B
Discretionary AUM
$17.09B
Non-discretionary AUM
$0
Discretionary accounts
23
Non-discretionary accounts
0
Total accounts
23
AUM per client
—

Clients by type

ADV Item 5D

No client-type detail reported.

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Commissions

Advisory activities

  • Portfolio management for businesses
  • Portfolio management for individuals and/or small businesses

Custody

ADV Item 9
Firm Custody Cash
Yes
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
Yes
Related Person Custody Cash
Not reported
Related Person Custody Assets
Not reported
Related Person Custody Clients
Not reported
Related Person Custody Securities
Not reported

Disclosure events

ADV Item 11
  • Q11E2

Filed changes

DateFieldFromToChange
Apr 1, 2021Registration—APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “BERNARD MADOFF” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BERNARD MADOFF” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.