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RAYMOND JAMES (USA) LTD
CRD 25853File 801-72137
APPROVED
Retail clients
Disclosure events
Filing as of Sep 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.99B
Top 25% of cohort (national)
Discretionary AUM
$499.9M
Non-discretionary $1.49B
Clients
4,864
4,869 accounts
Employees
175
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Feb 10, 2011
- Principal office
- 2100-925 WEST GEORGIA STREET, VANCOUVER, V6C3L2
- Phone
- 877-570-7558
- Website
- HTTPS://WWW.RJLU.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.99B
- Discretionary AUM
- $499.9M
- Non-discretionary AUM
- $1.49B
- Discretionary accounts
- 965
- Non-discretionary accounts
- 3,904
- Total accounts
- 4,869
- AUM per client
- $409K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 9 | $58.0M |
| High net worth individuals | 349 | $877.7M |
| Pension and profit sharing plans | 5 | $2.2M |
| Individuals (other than high net worth individuals) | 4,501 | $1.05B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D5
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jan 1, 2026 | Employees | 165 | 175 | increased by10 |
| Jan 1, 2026 | Clients | 3,814 | 4,864 | increased by1,050 |
| Jan 1, 2026 | AUM | $1,544,291,655 | $1,991,381,912 | increased by$447,090,257 |
| Jan 1, 2026 | Accounts | 3,811 | 4,869 | increased by1,058 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 135 | 165 | increased by30 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,469 | 3,814 | increased by1,345 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $901,982,777 | $1,544,291,655 | increased by$642,308,878 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,469 | 3,811 | increased by1,342 |
| Jan 1, 2022 | Employees | 140 | 135 | decreased by5 |
| Jan 1, 2022 | Clients | 1,822 | 2,469 | increased by647 |
| Jan 1, 2022 | AUM | $636,342,204 | $901,982,777 | increased by$265,640,573 |
| Jan 1, 2022 | Accounts | 1,822 | 2,469 | increased by647 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RAYMOND JAMES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RAYMOND JAMES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.