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RAYMOND JAMES (USA) LTD
CRD 25853File 801-72137
APPROVED
Retail clients
Disclosure events
Filing as of Jun 8, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.99B
Top 25% of cohort (national)
Discretionary AUM
$499.9M
Non-discretionary $1.49B
Clients
4,864
4,869 accounts
Employees
175
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Feb 10, 2011
- Principal office
- 2100-925 WEST GEORGIA STREET, VANCOUVER, V6C3L2
- Phone
- 877-570-7558
- Website
- HTTPS://WWW.RJLU.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.99B
- Discretionary AUM
- $499.9M
- Non-discretionary AUM
- $1.49B
- Discretionary accounts
- 965
- Non-discretionary accounts
- 3,904
- Total accounts
- 4,869
- AUM per client
- $409K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 9 | $58.0M |
| High net worth individuals | 349 | $877.7M |
| Pension and profit sharing plans | 5 | $2.2M |
| Individuals (other than high net worth individuals) | 4,501 | $1.05B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D5
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.