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DEUTSCHE BANK SECURITIES INC.
CRD 2525File 801-9638
APPROVED
Disclosure events
Filing as of Sep 10, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
Not reported
Discretionary AUM
Not reported
Clients
0
Not reported accounts
Employees
1,743
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Nov 12, 1973
- Principal office
- 1 COLUMBUS CIRCLE, NEW YORK, NY, 10019
- Phone
- 212-250-2500
- Website
- HTTPS://WWW.DB.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- Not reported
- Discretionary AUM
- Not reported
- Non-discretionary AUM
- Not reported
- Discretionary accounts
- Not reported
- Non-discretionary accounts
- Not reported
- Total accounts
- Not reported
- AUM per client
- —
Clients by type
ADV Item 5DNo client-type detail reported.
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — HARD DOLLAR PAYMENTS FOR RESEARCH
Advisory activities
- Other advisory activities
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11F
- Q11G
- Q11A2
- Q11B2
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E1
- Q11E2
- Q11H2
- Q11H1A
- Q11H1B
- Q11H1C
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 12, 2026 | AUM | $0 | — | |
| Aug 12, 2026 | Accounts | 0 | — | |
| Apr 1, 2026 | Employees | 1,788 | 1,743 | decreased by45 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 1,612 | 1,788 | increased by176 |
| May 1, 2025 vs Oct 1, 2022 | Custody | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 24 | 0 | decreased by24 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $71,102,389 | $0 | decreased by$71,102,389 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 24 | 0 | decreased by24 |
| Apr 1, 2022 | Employees | 1,996 | 1,612 | decreased by384 |
| Apr 1, 2022 | Clients | 16 | 24 | increased by8 |
| Apr 1, 2022 | AUM | $59,800,908 | $71,102,389 | increased by$11,301,481 |
| Apr 1, 2022 | Accounts | 19 | 24 | increased by5 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DEUTSCHE BANK” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DEUTSCHE BANK” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.