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R. F. LAFFERTY & CO., INC.
CRD 2498File 801-107428
APPROVED
Retail clients
Disclosure events
Filing as of Aug 12, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$129.8M
Bottom 25% of cohort (national)
Discretionary AUM
$71.0M
Non-discretionary $58.8M
Clients
125
185 accounts
Employees
80
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 1, 2016
- Principal office
- 40 WALL STREET, SUITE 3602, NEW YORK, NY, 10005
- Phone
- 212-293-9090
- Website
- HTTP://WWW.RFLAFFERTY.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $129.8M
- Discretionary AUM
- $71.0M
- Non-discretionary AUM
- $58.8M
- Discretionary accounts
- 125
- Non-discretionary accounts
- 60
- Total accounts
- 185
- AUM per client
- $1.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 125 | $129.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Commissions
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.