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M1 ADVISORY
Legal name: M1 ADVISORY SERVICES LLC
CRD 249787File 801-106511
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.48B
Above cohort median (national)
Discretionary AUM
$0
Non-discretionary $1.48B
Clients
11,400
11,400 accounts
Employees
14
Above cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Aug 11, 2015
- Principal office
- 200 NORTH LASALLE STREET, SUITE 810, CHICAGO, IL, 60601
- Phone
- 312-600-2883
- Website
- http://www.m1.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.48B
- Discretionary AUM
- $0
- Non-discretionary AUM
- $1.48B
- Discretionary accounts
- 0
- Non-discretionary accounts
- 11,400
- Total accounts
- 11,400
- AUM per client
- $130K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 11,400 | $1.48B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11G
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 17 | 14 | decreased by3 |
| Apr 1, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | AUM | $0 | $633,573 | increased by$633,573 |
| Apr 1, 2026 | Accounts | 0 | 2 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 20 | 17 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| Mar 1, 2022 | Employees | 13 | 20 | increased by7 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “M1 ADVISORY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“M1 ADVISORY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.