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OPPENHEIMER & CO. INC.
CRD 249File 801-887
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 23, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$36.71B
Top 10% of cohort (national)
Discretionary AUM
$14.23B
Non-discretionary $22.48B
Clients
37,822
39,036 accounts
Employees
2,806
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Feb 9, 1955
- Principal office
- 85 BROAD STREET, 22ND FLOOR, NEW YORK, NY, 10004
- Phone
- 212-668-8000
- Website
- HTTP://WWW.OPPENHEIMER.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $36.71B
- Discretionary AUM
- $14.23B
- Non-discretionary AUM
- $22.48B
- Discretionary accounts
- 20,471
- Non-discretionary accounts
- 18,565
- Total accounts
- 39,036
- AUM per client
- $971K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 304 | $2.00B |
| Insurance companies | 12 | $141.8M |
| Charitable organizations | 191 | $420.9M |
| High net worth individuals | 1,229 | $5.73B |
| Pension and profit sharing plans | 267 | $459.6M |
| State or municipal government entities | Fewer than 5 | $95K |
| Individuals (other than high net worth individuals) | 35,818 | $16.85B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11G
- Q11A1
- Q11A2
- Q11B1
- Q11B2
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D3
- Q11D4
- Q11D5
- Q11E1
- Q11E2
- Q11E4
- Q11H1A
- Q11H1B
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 39036 | 37822 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.