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OAK ROOT LLC
CRD 246788File 801-100400
APPROVED
Retail clients
Custody
Filing as of Jun 9, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$920.0M
Above cohort median (national)
Discretionary AUM
$909.0M
Non-discretionary $11.0M
Clients
18
103 accounts
Employees
2
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jun 24, 2015
- Principal office
- Not reported
- Phone
- 805-395-9767
- Website
- https://www.oakrootllc.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $920.0M
- Discretionary AUM
- $909.0M
- Non-discretionary AUM
- $11.0M
- Discretionary accounts
- 102
- Non-discretionary accounts
- 1
- Total accounts
- 103
- AUM per client
- $51.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $11.0M |
| High net worth individuals | 8 | $907.5M |
| Individuals (other than high net worth individuals) | 9 | $1.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — SELECTION OF OTHER ADVISERS FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.