← Directory
OAK ROOT LLC
CRD 246788File 801-100400
APPROVED
Retail clients
Custody
Filing as of Aug 19, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$920.0M
Above cohort median (national)
Discretionary AUM
$909.0M
Non-discretionary $11.0M
Clients
18
103 accounts
Employees
2
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jun 24, 2015
- Principal office
- Not reported
- Phone
- 805-395-9767
- Website
- https://www.oakrootllc.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $920.0M
- Discretionary AUM
- $909.0M
- Non-discretionary AUM
- $11.0M
- Discretionary accounts
- 102
- Non-discretionary accounts
- 1
- Total accounts
- 103
- AUM per client
- $51.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $11.0M |
| High net worth individuals | 8 | $907.5M |
| Individuals (other than high net worth individuals) | 9 | $1.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — SELECTION OF OTHER ADVISERS FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 16 | 18 | increased by2 |
| Mar 1, 2026 | AUM | $813,000,000 | $920,000,000 | increased by$107,000,000 |
| Mar 1, 2026 | Accounts | 101 | 103 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 1 | 2 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | AUM | $867,000,000 | $813,000,000 | decreased by$54,000,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 115 | 101 | decreased by14 |
| Apr 1, 2022 | Clients | 17 | 16 | decreased by1 |
| Apr 1, 2022 | AUM | $833,000,000 | $867,000,000 | increased by$34,000,000 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “OAK ROOT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OAK ROOT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.