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FIRST DALLAS SECURITIES, INC.
CRD 24549File 801-66208
APPROVED
Retail clients
Disclosure events
Filing as of Oct 31, 2025
Feed vintage Oct 1, 2026
Regulatory AUM
$335.7M
Below cohort median (national)
Discretionary AUM
$335.7M
Clients
266
266 accounts
Employees
20
Below cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jan 30, 2006
- Principal office
- 2905 MAPLE AVE., DALLAS, TX, 75201
- Phone
- 214-954-1177
- Website
- HTTP://WWW.FIRSTDALLAS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $335.7M
- Discretionary AUM
- $335.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 266
- Non-discretionary accounts
- 0
- Total accounts
- 266
- AUM per client
- $1.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8 | $25.9M |
| Charitable organizations | 3 | $6.9M |
| High net worth individuals | 99 | $240.0M |
| Banking or thrift institutions | 2 | $16.9M |
| Individuals (other than high net worth individuals) | 154 | $46.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Commissions
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Dec 1, 2025 vs May 1, 2025 | Clients | 334 | 266 | decreased by68 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $297,314,357 | $335,711,026 | increased by$38,396,669 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 334 | 266 | decreased by68 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 22 | 20 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 243 | 334 | increased by91 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $191,470,536 | $297,314,357 | increased by$105,843,821 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 243 | 334 | increased by91 |
| Oct 1, 2021 | Employees | 20 | 22 | increased by2 |
| Oct 1, 2021 | Clients | 240 | 243 | increased by3 |
| Oct 1, 2021 | AUM | $117,532,748 | $191,470,536 | increased by$73,937,788 |
| Oct 1, 2021 | Accounts | 240 | 243 | increased by3 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FIRST DALLAS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FIRST DALLAS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.