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OFG FINANCIAL SERVICES, INC.
CRD 23940File 801-127727
APPROVED
Retail clients
Disclosure events
Filing as of Mar 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$271.0M
Below cohort median (national)
Discretionary AUM
$0
Non-discretionary $271.0M
Clients
855
850 accounts
Employees
30
Below cohort median in KS
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Apr 24, 2023
- Principal office
- 120 SE 6TH AVENUE, TOWNSITE PLAZA #2, SUITE 105, TOPEKA, KS, 66603-3515
- Phone
- 785-233-4071
- Website
- HTTP://WWW.OFGFINANCIAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $271.0M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $271.0M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 850
- Total accounts
- 850
- AUM per client
- $317K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $61.0M |
| Individuals (other than high net worth individuals) | 850 | $210.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — TIMING SERVICES PROVIDED BY OTHERS
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.