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OFG FINANCIAL SERVICES, INC.
CRD 23940File 801-127727
APPROVED
Retail clients
Disclosure events
Filing as of Mar 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$271.0M
Below cohort median (national)
Discretionary AUM
$0
Non-discretionary $271.0M
Clients
855
850 accounts
Employees
30
Below cohort median in KS
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Apr 24, 2023
- Principal office
- 120 SE 6TH AVENUE, TOWNSITE PLAZA #2, SUITE 105, TOPEKA, KS, 66603-3515
- Phone
- 785-233-4071
- Website
- HTTP://WWW.OFGFINANCIAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $271.0M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $271.0M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 850
- Total accounts
- 850
- AUM per client
- $317K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $61.0M |
| Individuals (other than high net worth individuals) | 850 | $210.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — TIMING SERVICES PROVIDED BY OTHERS
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 37 | 30 | decreased by7 |
| Apr 1, 2026 | Clients | 850 | 855 | increased by5 |
| Apr 1, 2026 | AUM | $270,000,000 | $271,000,000 | increased by$1,000,000 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “OFG FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OFG FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.