← Directory
OSAIC WEALTH, INC.
CRD 23131File 801-54859
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$234.86B
Top 10% of cohort (national)
Discretionary AUM
$161.04B
Non-discretionary $73.81B
Clients
575,512
850,797 accounts
Employees
8,979
Top 10% of cohort in AZ
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Sep 10, 1997
- Principal office
- 18700 N. HAYDEN ROAD, SUITE 255, SCOTTSDALE, AZ, 85255
- Phone
- 800-821-5100
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $234.86B
- Discretionary AUM
- $161.04B
- Non-discretionary AUM
- $73.81B
- Discretionary accounts
- 575,960
- Non-discretionary accounts
- 274,837
- Total accounts
- 850,797
- AUM per client
- $408K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 4,024 | $5.37B |
| Non-U.S. persons | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Charitable organizations | 855 | $1.60B |
| Other investment advisers | Fewer than 5 | Not reported |
| High net worth individuals | 55,457 | $113.36B |
| Pooled investment vehicles | 3 | $224K |
| Banking or thrift institutions | Fewer than 5 | $985K |
| Pension and profit sharing plans | 1,251 | $1.07B |
| State or municipal government entities | 10 | $14.4M |
| Individuals (other than high net worth individuals) | 513,910 | $113.44B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11G
- Q11A1
- Q11B1
- Q11B2
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11E2
- Q11E4
- Q11H1B
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.