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BNY MELLON SECURITIES CORPORATION
CRD 231File 801-54739
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 17, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$8.45B
Top 10% of cohort (national)
Discretionary AUM
$703.1M
Non-discretionary $7.75B
Clients
3,718
3,732 accounts
Employees
253
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jul 24, 1997
- Principal office
- 240 GREENWICH STREET, 9TH FLOOR EAST, NEW YORK, NY, 10286-0001
- Phone
- 2129226273
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $8.45B
- Discretionary AUM
- $703.1M
- Non-discretionary AUM
- $7.75B
- Discretionary accounts
- 1,422
- Non-discretionary accounts
- 2,310
- Total accounts
- 3,732
- AUM per client
- $2.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 441 | $264.5M |
| Charitable organizations | 22 | $31.1M |
| High net worth individuals | 228 | $420.2M |
| Pension and profit sharing plans | 30 | $18.1M |
| Individuals (other than high net worth individuals) | 2,997 | $856.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11E2
- Q11H1A
- Q11H1B
- Q11H1C
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 3734 | 3718 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.