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INGALLS INVESTMENT MANAGEMENT, LLC
CRD 2288
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 6, 2026
Feed vintage Sep 2, 2026
Regulatory AUM
$7.83B
Top 10% of cohort (national)
Discretionary AUM
$7.67B
Non-discretionary $158.8M
Clients
4,453
4,453 accounts
Employees
50
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Aug 21, 1968
- Principal office
- 1 ROCKEFELLER PLAZA, 7TH FLOOR, NEW YORK, NY, 10020
- Phone
- 212-269-7800
- Website
- HTTPS://WWW.INGALLS.NET
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $7.83B
- Discretionary AUM
- $7.67B
- Non-discretionary AUM
- $158.8M
- Discretionary accounts
- 4,403
- Non-discretionary accounts
- 50
- Total accounts
- 4,453
- AUM per client
- $1.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 94 | $314.7M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Charitable organizations | 59 | $134.0M |
| Other investment advisers | Fewer than 5 | $264.1M |
| High net worth individuals | 1,090 | $5.78B |
| Pooled investment vehicles | 3 | $189.2M |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 51 | $103.3M |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | 3,155 | $1.04B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Employees | 92 | 50 | decreased by42 |
| Jan 1, 2026 | Employees | 84 | 92 | increased by8 |
| Jan 1, 2026 | Clients | 4,188 | 4,453 | increased by265 |
| Jan 1, 2026 | AUM | $6,897,915,721 | $7,826,602,578 | increased by$928,686,857 |
| Jan 1, 2026 | Accounts | 4,189 | 4,453 | increased by264 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 63 | 84 | increased by21 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 4,255 | 4,188 | decreased by67 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $4,651,054,482 | $6,897,915,721 | increased by$2,246,861,239 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 5,047 | 4,189 | decreased by858 |
| Jan 1, 2022 | Employees | 54 | 63 | increased by9 |
| Jan 1, 2022 | Clients | 3,942 | 4,255 | increased by313 |
| Jan 1, 2022 | AUM | $3,365,886,412 | $4,651,054,482 | increased by$1,285,168,070 |
| Jan 1, 2022 | Accounts | 5,019 | 5,047 | increased by28 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “INGALLS INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“INGALLS INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.