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INGALLS INVESTMENT MANAGEMENT, LLC
CRD 2288
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 6, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$7.83B
Top 10% of cohort (national)
Discretionary AUM
$7.67B
Non-discretionary $158.8M
Clients
4,453
4,453 accounts
Employees
50
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Aug 21, 1968
- Principal office
- 1 ROCKEFELLER PLAZA, 7TH FLOOR, NEW YORK, NY, 10020
- Phone
- 212-269-7800
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $7.83B
- Discretionary AUM
- $7.67B
- Non-discretionary AUM
- $158.8M
- Discretionary accounts
- 4,403
- Non-discretionary accounts
- 50
- Total accounts
- 4,453
- AUM per client
- $1.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 94 | $314.7M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Charitable organizations | 59 | $134.0M |
| Other investment advisers | Fewer than 5 | $264.1M |
| High net worth individuals | 1,090 | $5.78B |
| Pooled investment vehicles | 3 | $189.2M |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 51 | $103.3M |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | 3,155 | $1.04B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.