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APPLIED FINANCE CAPITAL MANAGEMENT, LLC
CRD 226755File 801-98338
APPROVED
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.44B
Top 25% of cohort (national)
Discretionary AUM
$1.72B
Non-discretionary $2.72B
Clients
12
3,390 accounts
Employees
3
Top 10% of cohort in PR
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jun 5, 2015
- Principal office
- 53 CALLE PALMERAS, SUITE 601, SAN JUAN, PR, 00901
- Phone
- 800-673-0400
- Website
- https://appliedfinance.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.44B
- Discretionary AUM
- $1.72B
- Non-discretionary AUM
- $2.72B
- Discretionary accounts
- 2,719
- Non-discretionary accounts
- 671
- Total accounts
- 3,390
- AUM per client
- $370.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Non-U.S. persons | Fewer than 5 | $684.1M |
| Investment companies | 1 | $2.01B |
| Other investment advisers | 6 | $361.6M |
| Banking or thrift institutions | Fewer than 5 | $358.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 19 | 12 | decreased by7 |
| Apr 1, 2026 | Clients | 20 | 19 | decreased by1 |
| Apr 1, 2026 | AUM | $4,864,711,555 | $4,443,037,725 | decreased by$421,673,830 |
| Apr 1, 2026 | Accounts | 3,809 | 3,390 | decreased by419 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 25 | 20 | decreased by5 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $832,400,000 | $4,864,711,555 | increased by$4,032,311,555 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 809 | 3,809 | increased by3,000 |
| Apr 1, 2022 | Clients | 24 | 25 | increased by1 |
| Apr 1, 2022 | AUM | $746,100,000 | $832,400,000 | increased by$86,300,000 |
| Apr 1, 2022 | Accounts | 551 | 809 | increased by258 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “APPLIED FINANCE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“APPLIED FINANCE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.