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TUVE INVESTMENT MANAGEMENT, INC.
CRD 226702File 801-100395
APPROVED
Retail clients
Custody
Filing as of Apr 20, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$147.7M
Bottom 25% of cohort (national)
Discretionary AUM
$147.7M
Clients
523
1,372 accounts
Employees
6
Bottom 25% of cohort in IA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jul 6, 2015
- Principal office
- 227 EAST SAN MARNAN DRIVE, WATERLOO, IA, 50702
- Phone
- 319-235-0075
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $147.7M
- Discretionary AUM
- $147.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,372
- Non-discretionary accounts
- 0
- Total accounts
- 1,372
- AUM per client
- $282K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 56 | $37.4M |
| Individuals (other than high net worth individuals) | 467 | $110.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.