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KASTEL CAPITAL ADVISORS, LLC
CRD 226520File 801-117355
APPROVED
Retail clients
Filing as of Jun 1, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$193.3M
Below cohort median (national)
Discretionary AUM
$150.2M
Non-discretionary $43.1M
Clients
67
265 accounts
Employees
3
Bottom 25% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Sep 24, 2019
- Principal office
- 40 GROVE STREET, SUITE 190, WELLESLEY, MA, 02482
- Phone
- (888) 622-2285
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $193.3M
- Discretionary AUM
- $150.2M
- Non-discretionary AUM
- $43.1M
- Discretionary accounts
- 237
- Non-discretionary accounts
- 28
- Total accounts
- 265
- AUM per client
- $2.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $42.9M |
| High net worth individuals | 54 | $138.5M |
| Pension and profit sharing plans | Fewer than 5 | $3.1M |
| Individuals (other than high net worth individuals) | 13 | $8.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 70 | 67 | decreased by3 |
| Mar 1, 2026 | AUM | $164,571,865 | $193,282,908 | increased by$28,711,043 |
| Mar 1, 2026 | Accounts | 245 | 265 | increased by20 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 66 | 70 | increased by4 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $137,920,616 | $164,571,865 | increased by$26,651,249 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 222 | 245 | increased by23 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 54 | 66 | increased by12 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $118,262,000 | $137,920,616 | increased by$19,658,616 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 161 | 222 | increased by61 |
| Mar 1, 2022 | Employees | 4 | 3 | decreased by1 |
| Mar 1, 2022 | Clients | 55 | 54 | decreased by1 |
| Mar 1, 2022 | AUM | $106,300,458 | $118,262,000 | increased by$11,961,542 |
| Mar 1, 2022 | Accounts | 149 | 161 | increased by12 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “KASTEL CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KASTEL CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.