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GOLDSTONE FINANCIAL GROUP, LLC
CRD 222520File 801-99350
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.05B
Above cohort median (national)
Discretionary AUM
$1.05B
Clients
1,675
4,448 accounts
Employees
43
Above cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jun 5, 2015
- Principal office
- 18W140 BUTTERFIELD ROAD, 16TH FLOOR, OAKBROOK TERRACE, IL, 60181
- Phone
- 630-620-9300
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.05B
- Discretionary AUM
- $1.05B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 4,448
- Non-discretionary accounts
- 0
- Total accounts
- 4,448
- AUM per client
- $629K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 208 | $465.3M |
| Individuals (other than high net worth individuals) | 1,467 | $588.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 11 | 43 | increased by32 |
| Apr 1, 2026 | Clients | 1,573 | 1,675 | increased by102 |
| Apr 1, 2026 | AUM | $917,456,867 | $1,054,041,925 | increased by$136,585,058 |
| Apr 1, 2026 | Accounts | 4,083 | 4,448 | increased by365 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 13 | 11 | decreased by2 |
| Dec 1, 2025 vs May 1, 2025 | Custody | No | Yes | |
| Dec 1, 2025 vs May 1, 2025 | Clients | 1,433 | 1,573 | increased by140 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $797,533,744 | $917,456,867 | increased by$119,923,123 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 3,878 | 4,083 | increased by205 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 13 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,294 | 1,433 | increased by139 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $328,729,617 | $797,533,744 | increased by$468,804,127 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,451 | 3,878 | increased by1,427 |
| Sep 1, 2022 | Clients | 1,148 | 1,294 | increased by146 |
| Sep 1, 2022 | AUM | $300,578,026 | $328,729,617 | increased by$28,151,591 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GOLDSTONE FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GOLDSTONE FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.