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UAS ASSET MANAGEMENT
Legal name: UNITED AMERICAN SECURITIES, INC.
CRD 21274File 801-32004
APPROVED
Retail clients
Custody
Filing as of May 19, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$493.0M
Above cohort median (national)
Discretionary AUM
$483.8M
Non-discretionary $9.2M
Clients
361
363 accounts
Employees
6
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 22, 1988
- Principal office
- 655 THIRD AVENUE, SUITE 2906, NEW YORK, NY, 10017
- Phone
- 212-983-5822
- Website
- HTTPs://WWW.UASAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $493.0M
- Discretionary AUM
- $483.8M
- Non-discretionary AUM
- $9.2M
- Discretionary accounts
- 358
- Non-discretionary accounts
- 5
- Total accounts
- 363
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $36.1M |
| Charitable organizations | 5 | $30.4M |
| High net worth individuals | 160 | $263.0M |
| Pooled investment vehicles | 1 | $92.4M |
| Pension and profit sharing plans | 8 | $12.1M |
| State or municipal government entities | Fewer than 5 | $12.8M |
| Individuals (other than high net worth individuals) | 182 | $46.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.

