CASTLE ROCK WEALTH MANAGEMENT, LLC

CRD 199513File 801-110593

APPROVED

Retail clients

Custody

Filing as of Mar 5, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$587.1M

Above cohort median (national)

Discretionary AUM

$587.1M

Clients

2,040

2,040 accounts

Employees

Above cohort median in CA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: SFRO
Registration date: Jun 9, 2017
Principal office: 1777 BOTELHO DR., SUITE 105, WALNUT CREEK, CA, 94596
Phone: 925-478-8800
Website: HTTP://WWW.CRWMADVISORS.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $587.1M
Discretionary AUM: $587.1M
Non-discretionary AUM: $0
Discretionary accounts: 2,040
Non-discretionary accounts: 0
Total accounts: 2,040
AUM per client: $288K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	6	$303K
High net worth individuals	107	$296.0M
Pension and profit sharing plans	10	$9.2M
Individuals (other than high net worth individuals)	1,917	$281.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.