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AEGIS WEALTH MANAGEMENT, LLC
CRD 199511File 801-96327
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$190.4M
Bottom 25% of cohort (national)
Discretionary AUM
$173.1M
Non-discretionary $17.3M
Clients
170
456 accounts
Employees
4
Below cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- May 29, 2015
- Principal office
- 698 N. MAITLAND AVENUE, SUITE 102, MAITLAND, FL, 32751
- Phone
- 407-831-3660
- Website
- HTTP://WWW.AEGISWM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $190.4M
- Discretionary AUM
- $173.1M
- Non-discretionary AUM
- $17.3M
- Discretionary accounts
- 410
- Non-discretionary accounts
- 46
- Total accounts
- 456
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $4.0M |
| High net worth individuals | 67 | $154.2M |
| Individuals (other than high net worth individuals) | 103 | $32.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 179 | 170 | decreased by9 |
| Apr 1, 2026 | AUM | $174,232,161 | $190,373,409 | increased by$16,141,248 |
| Apr 1, 2026 | Accounts | 497 | 456 | decreased by41 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 4 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 162 | 179 | increased by17 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $169,768,251 | $174,232,161 | increased by$4,463,910 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 382 | 497 | increased by115 |
| Apr 1, 2022 | Employees | 6 | 5 | decreased by1 |
| Apr 1, 2022 | Clients | 174 | 162 | decreased by12 |
| Apr 1, 2022 | AUM | $152,721,434 | $169,768,251 | increased by$17,046,817 |
| Apr 1, 2022 | Accounts | 430 | 382 | decreased by48 |
| Dec 1, 2021 | Employees | 7 | 6 | decreased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “AEGIS WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“AEGIS WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.