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INTERCAROLINA FINANCIAL SERVICES, INC.
CRD 19475File 801-121339
APPROVED
Retail clients
Disclosure events
Filing as of Apr 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$85.4M
Bottom 25% of cohort (national)
Discretionary AUM
$10.9M
Non-discretionary $74.5M
Clients
271
271 accounts
Employees
29
Bottom 25% of cohort in NC
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- May 28, 2021
- Principal office
- 3300 BATTLEGROUND AVENUE, SUITE 202, GREENSBORO, NC, 27410
- Phone
- 336-288-6890
- Website
- HTTP://WWW.INTERCAROLINA.NET
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $85.4M
- Discretionary AUM
- $10.9M
- Non-discretionary AUM
- $74.5M
- Discretionary accounts
- 46
- Non-discretionary accounts
- 225
- Total accounts
- 271
- AUM per client
- $315K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 13 | $10.9M |
| Individuals (other than high net worth individuals) | 258 | $74.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.