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DOMINARI SECURITIES LLC
CRD 18975File 801-78295
APPROVED
Retail clients
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$28.0M
Bottom 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $28.0M
Clients
63
97 accounts
Employees
14
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jul 31, 2013
- Principal office
- 725 FIFTH AVE., 23RD FL., NEW YORK, NY, 10022
- Phone
- 212-393-4500
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $28.0M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $28.0M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 97
- Total accounts
- 97
- AUM per client
- $445K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 3 | $6.8M |
| Individuals (other than high net worth individuals) | 60 | $21.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D4
- Q11D5
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 11 | 14 | increased by3 |
| Apr 1, 2026 | Clients | 235 | 63 | decreased by172 |
| Apr 1, 2026 | AUM | $41,647,787 | $28,046,499 | decreased by$13,601,288 |
| Apr 1, 2026 | Accounts | 235 | 97 | decreased by138 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 12 | 11 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,108 | 235 | decreased by873 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,107,779,210 | $41,647,787 | decreased by$1,066,131,423 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,108 | 235 | decreased by873 |
| Oct 1, 2022 | Employees | 28 | 12 | decreased by16 |
| Oct 1, 2022 | Clients | 1,110 | 1,108 | decreased by2 |
| Oct 1, 2022 | AUM | $2,955,266,691 | $1,107,779,210 | decreased by$1,847,487,481 |
| Oct 1, 2022 | Accounts | 3,490 | 1,108 | decreased by2,382 |
| Jun 1, 2022 | Employees | 55 | 28 | decreased by27 |
| Jun 1, 2022 | Clients | 1,134 | 1,110 | decreased by24 |
| Jun 1, 2022 | AUM | $3,345,172,568 | $2,955,266,691 | decreased by$389,905,877 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DOMINARI SECURITIES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DOMINARI SECURITIES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.