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DOMINARI SECURITIES LLC
CRD 18975File 801-78295
APPROVED
Retail clients
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$28.0M
Bottom 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $28.0M
Clients
63
97 accounts
Employees
14
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jul 31, 2013
- Principal office
- 725 FIFTH AVE., 23RD FL., NEW YORK, NY, 10022
- Phone
- 212-393-4500
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $28.0M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $28.0M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 97
- Total accounts
- 97
- AUM per client
- $445K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 3 | $6.8M |
| Individuals (other than high net worth individuals) | 60 | $21.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D4
- Q11D5
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.