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SOVEREIGN WEALTH ADVISORS LLC
CRD 188524File 801-98346
APPROVED
Retail clients
Filing as of Jul 17, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$625.1M
Above cohort median (national)
Discretionary AUM
$581.9M
Non-discretionary $43.2M
Clients
1,275
1,892 accounts
Employees
35
Above cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jun 11, 2015
- Principal office
- 24 GREENWAY PLAZA, SUITE 1895, HOUSTON, TX, 77046
- Phone
- 713-527-3400
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $625.1M
- Discretionary AUM
- $581.9M
- Non-discretionary AUM
- $43.2M
- Discretionary accounts
- 1,824
- Non-discretionary accounts
- 68
- Total accounts
- 1,892
- AUM per client
- $490K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 20 | $96.6M |
| High net worth individuals | 408 | $378.1M |
| Pension and profit sharing plans | 3 | $7.1M |
| Individuals (other than high net worth individuals) | 844 | $143.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 38 | 35 | decreased by3 |
| Apr 1, 2026 | Clients | 1,392 | 1,275 | decreased by117 |
| Apr 1, 2026 | AUM | $607,035,864 | $625,113,905 | increased by$18,078,041 |
| Apr 1, 2026 | Accounts | 1,870 | 1,892 | increased by22 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 25 | 38 | increased by13 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 953 | 1,392 | increased by439 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $388,345,380 | $607,035,864 | increased by$218,690,484 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 953 | 1,870 | increased by917 |
| Apr 1, 2022 | Clients | 1,200 | 953 | decreased by247 |
| Apr 1, 2022 | AUM | $326,530,143 | $388,345,380 | increased by$61,815,237 |
| Apr 1, 2022 | Accounts | 1,194 | 953 | decreased by241 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SOVEREIGN WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SOVEREIGN WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.