ICAPITAL ADVISORS, LLC

CRD 177513File 801-106690

APPROVED

Custody

Filing as of Sep 30, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$149.86B

Top 10% of cohort (national)

Discretionary AUM

$149.86B

Clients

1,314

1,314 accounts

Employees

552

Top 10% of cohort in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Oct 20, 2015
Principal office: 60 EAST 42ND STREET, 26TH FLOOR, NEW YORK, NY, 10165
Phone: 212-994-7400
Website: https://icapital.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $149.86B
Discretionary AUM: $149.86B
Non-discretionary AUM: $0
Discretionary accounts: 1,314
Non-discretionary accounts: 0
Total accounts: 1,314
AUM per client: $114.1M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Pooled investment vehicles	1,314	$149.86B

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Subscription fees
A percentage of assets under your management

Advisory activities

Other advisory activities
Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Jun 1, 2026	Clients	1,143	1,314	increased by171
Apr 1, 2026	Employees	418	552	increased by134
Apr 1, 2026	Clients	1,069	1,143	increased by74
Apr 1, 2026	AUM	$130,748,955,110	$149,862,919,626	increased by$19,113,964,516
Apr 1, 2026	Accounts	1,069	1,314	increased by245
Dec 1, 2025 vs May 1, 2025	Clients	900	1,069	increased by169
Dec 1, 2025 vs May 1, 2025	AUM	$107,012,885,767	$130,748,955,110	increased by$23,736,069,343
Dec 1, 2025 vs May 1, 2025	Accounts	900	1,069	increased by169
May 1, 2025 vs Oct 1, 2022	Employees	223	418	increased by195
May 1, 2025 vs Oct 1, 2022	Clients	346	900	increased by554
May 1, 2025 vs Oct 1, 2022	AUM	$49,798,432,814	$107,012,885,767	increased by$57,214,452,953
May 1, 2025 vs Oct 1, 2022	Accounts	346	900	increased by554
Apr 1, 2022	Employees	138	223	increased by85
Apr 1, 2022	Clients	215	346	increased by131
Apr 1, 2022	AUM	$20,914,598,694	$49,798,432,814	increased by$28,883,834,120

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “ICAPITAL ADVISORS” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ICAPITAL ADVISORS” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.