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ELLEVEST
Legal name: ELLEVEST, INC.
CRD 175476File 801-106683
APPROVED
Retail clients
Custody
Filing as of Jul 17, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.13B
Above cohort median (national)
Discretionary AUM
$1.13B
Clients
471
474 accounts
Employees
19
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 28, 2015
- Principal office
- 228 PARK AVE S, PMB 94934, NEW YORK, NY, 10003
- Phone
- 844-355-7100
- Website
- HTTP://WWW.ELLEVEST.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.13B
- Discretionary AUM
- $1.13B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 474
- Non-discretionary accounts
- 0
- Total accounts
- 474
- AUM per client
- $2.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $7.0M |
| Charitable organizations | Fewer than 5 | $22.2M |
| High net worth individuals | 371 | $1.01B |
| Pension and profit sharing plans | Fewer than 5 | $1.8M |
| Individuals (other than high net worth individuals) | 100 | $93.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — FINANCIAL PLANNING WORKSHOPS; 1:1 CONSULTING
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 22 | 19 | decreased by3 |
| Apr 1, 2026 | Clients | 342 | 471 | increased by129 |
| Apr 1, 2026 | AUM | $1,012,582,923 | $1,131,232,881 | increased by$118,649,958 |
| Apr 1, 2026 | Accounts | 344 | 474 | increased by130 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 59 | 22 | decreased by37 |
| Dec 1, 2025 vs May 1, 2025 | Custody | No | Yes | |
| Dec 1, 2025 vs May 1, 2025 | Clients | 79,645 | 342 | decreased by79,303 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $2,128,783,447 | $1,012,582,923 | decreased by$1,116,200,524 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 79,647 | 344 | decreased by79,303 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 119 | 59 | decreased by60 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 101,261 | 79,645 | decreased by21,616 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,434,750,897 | $2,128,783,447 | increased by$694,032,550 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 136,302 | 79,647 | decreased by56,655 |
| Mar 1, 2022 | Employees | 93 | 119 | increased by26 |
| Mar 1, 2022 | Clients | 80,886 | 101,261 | increased by20,375 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ELLEVEST” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ELLEVEST” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.