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BOK FINANCIAL ADVISORS
Legal name: BOK FINANCIAL SECURITIES, INC.
CRD 17530File 801-53600
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.06B
Above cohort median (national)
Discretionary AUM
$519.9M
Non-discretionary $538.1M
Clients
3,297
3,330 accounts
Employees
165
Top 25% of cohort in OK
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jan 28, 1997
- Principal office
- ONE WILLIAMS CENTER, PLAZA SOUTHEAST, TULSA, OK, 74102
- Phone
- 877-781-6889
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.06B
- Discretionary AUM
- $519.9M
- Non-discretionary AUM
- $538.1M
- Discretionary accounts
- 2,596
- Non-discretionary accounts
- 734
- Total accounts
- 3,330
- AUM per client
- $321K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 29 | $44.4M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Charitable organizations | 5 | $5.3M |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 349 | $420.5M |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | Fewer than 5 | $0 |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | 2,914 | $587.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 3,334 | 3,297 | decreased by37 |
| Apr 1, 2026 | Clients | 3,179 | 3,334 | increased by155 |
| Apr 1, 2026 | AUM | $835,622,979 | $1,058,021,768 | increased by$222,398,789 |
| Apr 1, 2026 | Accounts | 3,179 | 3,330 | increased by151 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 175 | 165 | decreased by10 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 3,075 | 3,179 | increased by104 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $959,825,518 | $835,622,979 | decreased by$124,202,539 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,075 | 3,179 | increased by104 |
| Apr 1, 2022 | Clients | 3,015 | 3,075 | increased by60 |
| Apr 1, 2022 | AUM | $912,844,995 | $959,825,518 | increased by$46,980,523 |
| Apr 1, 2022 | Accounts | 3,015 | 3,075 | increased by60 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BOK FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BOK FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.