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THE GLEASON GROUP, INC.
CRD 175104File 801-96195
APPROVED
Retail clients
Custody
Filing as of Jun 15, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.61B
Top 25% of cohort (national)
Discretionary AUM
$1.57B
Non-discretionary $38.5M
Clients
276
1,109 accounts
Employees
11
Top 25% of cohort in KY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 5, 2015
- Principal office
- 9418 NORTON COMMONS BOULEVARD, SUITE 100, PROSPECT, KY, 40059
- Phone
- (502) 882-7300
- Website
- HTTP://WWW.GLEASON-GROUP.NET
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.61B
- Discretionary AUM
- $1.57B
- Non-discretionary AUM
- $38.5M
- Discretionary accounts
- 1,000
- Non-discretionary accounts
- 109
- Total accounts
- 1,109
- AUM per client
- $5.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 4 | $8.9M |
| High net worth individuals | 136 | $1.53B |
| Pension and profit sharing plans | 10 | $26.4M |
| Individuals (other than high net worth individuals) | 126 | $46.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.