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FOUNDATIONS INVESTMENT ADVISORS LLC
CRD 175083File 801-100512
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$10.10B
Top 10% of cohort (national)
Discretionary AUM
$10.10B
Clients
29,663
63,604 accounts
Employees
353
Top 10% of cohort in AZ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jul 13, 2015
- Principal office
- 4050 E. COTTON CENTER BLVD., SUITE 40, PHOENIX, AZ, 85040
- Phone
- 480-626-2979
- Website
- HTTP://WWW.FIWEALTH.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $10.10B
- Discretionary AUM
- $10.10B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 63,604
- Non-discretionary accounts
- 0
- Total accounts
- 63,604
- AUM per client
- $340K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 25 | $21.6M |
| High net worth individuals | 6,047 | $5.36B |
| Pension and profit sharing plans | 23 | $6.3M |
| Individuals (other than high net worth individuals) | 23,568 | $4.71B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11D5
- Q11E2
- Q11E4
- Q11H2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 284 | 353 | increased by69 |
| Apr 1, 2026 | Clients | 25,166 | 29,663 | increased by4,497 |
| Apr 1, 2026 | AUM | $7,184,472,288 | $10,097,715,159 | increased by$2,913,242,871 |
| Apr 1, 2026 | Accounts | 53,653 | 63,604 | increased by9,951 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 237 | 284 | increased by47 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 13,163 | 25,166 | increased by12,003 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,173,202,498 | $7,184,472,288 | increased by$4,011,269,790 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 27,660 | 53,653 | increased by25,993 |
| Apr 1, 2022 | Employees | 163 | 237 | increased by74 |
| Apr 1, 2022 | Clients | 8,694 | 13,163 | increased by4,469 |
| Apr 1, 2022 | AUM | $1,945,650,827 | $3,173,202,498 | increased by$1,227,551,671 |
| Apr 1, 2022 | Accounts | 17,204 | 27,660 | increased by10,456 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FOUNDATIONS INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FOUNDATIONS INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.