FOUNDATIONS INVESTMENT ADVISORS LLC

CRD 175083File 801-100512

APPROVED

Retail clients

Custody

Disclosure events

Filing as of Jul 30, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$10.10B

Top 10% of cohort (national)

Discretionary AUM

$10.10B

Clients

29,663

63,604 accounts

Employees

353

Top 10% of cohort in AZ

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Jul 13, 2015
Principal office: 4050 E. COTTON CENTER BLVD., SUITE 40, PHOENIX, AZ, 85040
Phone: 480-626-2979
Website: HTTP://WWW.FIWEALTH.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $10.10B
Discretionary AUM: $10.10B
Non-discretionary AUM: $0
Discretionary accounts: 63,604
Non-discretionary accounts: 0
Total accounts: 63,604
AUM per client: $340K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	25	$21.6M
High net worth individuals	6,047	$5.36B
Pension and profit sharing plans	23	$6.3M
Individuals (other than high net worth individuals)	23,568	$4.71B

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other
Financial planning services
Selection of other advisers
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11C2
Q11C4
Q11C5
Q11D2
Q11D4
Q11D5
Q11E2
Q11E4
Q11H2

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.