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SACKS & ASSOCIATES, LLC
CRD 174909File 801-80934
APPROVED
Retail clients
Filing as of Mar 20, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$212.8M
Below cohort median (national)
Discretionary AUM
$174.7M
Non-discretionary $38.1M
Clients
144
362 accounts
Employees
4
Below cohort median in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Feb 3, 2015
- Principal office
- 152 LIBERTY CORNER ROAD, SUITE 204, WARREN, NJ, 07059
- Phone
- 908-864-4950
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $212.8M
- Discretionary AUM
- $174.7M
- Non-discretionary AUM
- $38.1M
- Discretionary accounts
- 291
- Non-discretionary accounts
- 71
- Total accounts
- 362
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 66 | $185.5M |
| Pension and profit sharing plans | Fewer than 5 | $24K |
| Individuals (other than high net worth individuals) | 77 | $27.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.