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MASCOMA WEALTH MANAGEMENT
Legal name: MASCOMA WEALTH MANAGEMENT LLC
CRD 174907File 801-80982
APPROVED
Retail clients
Custody
Filing as of Feb 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$567.8M
Above cohort median (national)
Discretionary AUM
$536.0M
Non-discretionary $31.7M
Clients
466
1,185 accounts
Employees
12
Above cohort median in NH
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Feb 19, 2015
- Principal office
- 80 SOUTH MAIN STREET, SUITE 103, HANOVER, NH, 03755
- Phone
- 603-676-8813
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $567.8M
- Discretionary AUM
- $536.0M
- Non-discretionary AUM
- $31.7M
- Discretionary accounts
- 1,100
- Non-discretionary accounts
- 85
- Total accounts
- 1,185
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8 | $31.2M |
| Charitable organizations | 29 | $48.2M |
| High net worth individuals | 122 | $301.7M |
| Pension and profit sharing plans | Fewer than 5 | $3.2M |
| State or municipal government entities | 5 | $14.8M |
| Individuals (other than high net worth individuals) | 300 | $159.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 477 | 466 | decreased by11 |
| Mar 1, 2026 | Employees | 14 | 12 | decreased by2 |
| Mar 1, 2026 | Clients | 483 | 477 | decreased by6 |
| Mar 1, 2026 | AUM | $504,692,004 | $567,753,044 | increased by$63,061,040 |
| Mar 1, 2026 | Accounts | 1,127 | 1,185 | increased by58 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 14 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 730 | 483 | decreased by247 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $381,375,682 | $504,692,004 | increased by$123,316,322 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,348 | 1,127 | decreased by221 |
| Apr 1, 2022 | Employees | 8 | 10 | increased by2 |
| Apr 1, 2022 | Custody | Yes | No | |
| Apr 1, 2022 | Clients | 600 | 730 | increased by130 |
| Apr 1, 2022 | AUM | $304,340,692 | $381,375,682 | increased by$77,034,990 |
| Apr 1, 2022 | Accounts | 1,079 | 1,348 | increased by269 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MASCOMA WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MASCOMA WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.