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TUCKER ASSET MANAGEMENT LLC
CRD 174844File 801-107110
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$603.6M
Above cohort median (national)
Discretionary AUM
$531.7M
Non-discretionary $71.9M
Clients
2,960
3,217 accounts
Employees
80
Above cohort median in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Jan 13, 2016
- Principal office
- 1520 WEST CANAL COURT, SUITE 100, LITTLETON, CO, 80120
- Phone
- 303-734-1234
- Website
- HTTP://WWW.TUCKERAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $603.6M
- Discretionary AUM
- $531.7M
- Non-discretionary AUM
- $71.9M
- Discretionary accounts
- 3,200
- Non-discretionary accounts
- 17
- Total accounts
- 3,217
- AUM per client
- $204K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 43 | $103.1M |
| Pension and profit sharing plans | 17 | $71.9M |
| Individuals (other than high net worth individuals) | 2,900 | $428.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Clients | 3,191 | 2,960 | decreased by231 |
| Apr 1, 2026 | AUM | $640,805,363 | $603,562,776 | decreased by$37,242,587 |
| Apr 1, 2026 | Accounts | 4,243 | 3,217 | decreased by1,026 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 65 | 80 | increased by15 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,644 | 3,191 | increased by547 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $342,392,924 | $640,805,363 | increased by$298,412,439 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,644 | 4,243 | increased by1,599 |
| Apr 1, 2022 | Employees | 46 | 65 | increased by19 |
| Apr 1, 2022 | Clients | 1,933 | 2,644 | increased by711 |
| Apr 1, 2022 | AUM | $205,886,943 | $342,392,924 | increased by$136,505,981 |
| Apr 1, 2022 | Accounts | 1,817 | 2,644 | increased by827 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TUCKER ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TUCKER ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.