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MARSHALL INVESTMENT MANAGEMENT, LLC
CRD 174817File 801-117304
APPROVED
Retail clients
Custody
Filing as of Jun 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$298.0M
Below cohort median (national)
Discretionary AUM
$297.8M
Non-discretionary $210K
Clients
587
1,073 accounts
Employees
8
Below cohort median in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Sep 6, 2019
- Principal office
- 5251 DTC PARKWAY, SUITE 1185, GREENWOOD VILLAGE, CO, 80111
- Phone
- 303-991-6415
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $298.0M
- Discretionary AUM
- $297.8M
- Non-discretionary AUM
- $210K
- Discretionary accounts
- 1,045
- Non-discretionary accounts
- 28
- Total accounts
- 1,073
- AUM per client
- $508K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $656K |
| Charitable organizations | Fewer than 5 | $446K |
| High net worth individuals | 257 | $223.6M |
| Pension and profit sharing plans | Fewer than 5 | $327K |
| Individuals (other than high net worth individuals) | 330 | $72.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.