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DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
CRD 174809File 801-81015
APPROVED
Retail clients
Custody
Filing as of Mar 25, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.69B
Top 25% of cohort (national)
Discretionary AUM
$2.25B
Non-discretionary $449.3M
Clients
2,238
2,238 accounts
Employees
21
Top 10% of cohort in TN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Mar 9, 2015
- Principal office
- 5350 POPLAR AVENUE, SUITE 600, MEMPHIS, TN, 38119
- Phone
- (901) 435-4250
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.69B
- Discretionary AUM
- $2.25B
- Non-discretionary AUM
- $449.3M
- Discretionary accounts
- 1,915
- Non-discretionary accounts
- 323
- Total accounts
- 2,238
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 32 | $109.5M |
| Charitable organizations | 63 | $139.1M |
| High net worth individuals | 397 | $482.2M |
| Pension and profit sharing plans | 140 | $1.63B |
| State or municipal government entities | Fewer than 5 | $11.7M |
| Individuals (other than high net worth individuals) | 1,604 | $318.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.