NEWDAY

Legal name: NEWDAY FUNDS, INC.

CRD 174758File 801-112212

APPROVED

Filing as of Apr 1, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$6.5M

Bottom 25% of cohort (national)

Discretionary AUM

$6.5M

Clients

3 accounts

Employees

Bottom 25% of cohort in CT

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: BRO
Registration date: Jan 2, 2018
Principal office: 9 UNION SQUARE, UNIT #1123, SOUTHBURY, CT, 06488
Phone: 415-935-0550
Website: HTTP://WWW.NEWDAYIMPACT.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $6.5M
Discretionary AUM: $6.5M
Non-discretionary AUM: $0
Discretionary accounts: 3
Non-discretionary accounts: 0
Total accounts: 3
AUM per client: —

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	Fewer than 5	$6.5M
Individuals (other than high net worth individuals)	Fewer than 5	Not reported

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Selection of other advisers
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
May 1, 2026	Employees	9	2	decreased by7
May 1, 2026	Clients	10	—
May 1, 2026	AUM	$172,421,272	$6,516,552	decreased by$165,904,720
May 1, 2026	Accounts	26	3	decreased by23
May 1, 2025 vs Oct 1, 2022	Employees	11	9	decreased by2
May 1, 2025 vs Oct 1, 2022	AUM	$126,033,673	$172,421,272	increased by$46,387,599
May 1, 2025 vs Oct 1, 2022	Accounts	24	26	increased by2
Jun 1, 2022	Clients	1,253	10	decreased by1,243
Jun 1, 2022	AUM	$146,686,205	$126,033,673	decreased by$20,652,532
Jun 1, 2022	Accounts	1,254	24	decreased by1,230
Apr 1, 2022	Employees	4	11	increased by7
Apr 1, 2022	Clients	1,336	1,253	decreased by83
Apr 1, 2022	AUM	$114,159,912	$146,686,205	increased by$32,526,293
Apr 1, 2022	Accounts	1,337	1,254	decreased by83
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “NEWDAY” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NEWDAY” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.