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PROVIDENCE CAPITAL ADVISORS, LLC
CRD 174631File 801-107683
APPROVED
Retail clients
Custody
Filing as of Mar 10, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.07B
Above cohort median (national)
Discretionary AUM
$1.06B
Non-discretionary $13.7M
Clients
429
2,745 accounts
Employees
14
Above cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Apr 19, 2016
- Principal office
- 4500 CAMERON VALLEY PARKWAY, SUITE 270, CHARLOTTE, NC, 28211
- Phone
- (704) 215-4420
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.07B
- Discretionary AUM
- $1.06B
- Non-discretionary AUM
- $13.7M
- Discretionary accounts
- 2,731
- Non-discretionary accounts
- 14
- Total accounts
- 2,745
- AUM per client
- $2.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 5 | $8.2M |
| High net worth individuals | 254 | $998.5M |
| Pension and profit sharing plans | Fewer than 5 | $6.8M |
| Individuals (other than high net worth individuals) | 170 | $58.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.