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PROVIDENCE CAPITAL ADVISORS, LLC
CRD 174631File 801-107683
APPROVED
Retail clients
Custody
Filing as of Mar 10, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.07B
Above cohort median (national)
Discretionary AUM
$1.06B
Non-discretionary $13.7M
Clients
429
2,745 accounts
Employees
14
Above cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Apr 19, 2016
- Principal office
- 4500 CAMERON VALLEY PARKWAY, SUITE 270, CHARLOTTE, NC, 28211
- Phone
- (704) 215-4420
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.07B
- Discretionary AUM
- $1.06B
- Non-discretionary AUM
- $13.7M
- Discretionary accounts
- 2,731
- Non-discretionary accounts
- 14
- Total accounts
- 2,745
- AUM per client
- $2.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 5 | $8.2M |
| High net worth individuals | 254 | $998.5M |
| Pension and profit sharing plans | Fewer than 5 | $6.8M |
| Individuals (other than high net worth individuals) | 170 | $58.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 13 | 14 | increased by1 |
| Apr 1, 2026 | Clients | 419 | 429 | increased by10 |
| Apr 1, 2026 | AUM | $916,266,963 | $1,072,053,984 | increased by$155,787,021 |
| Apr 1, 2026 | Accounts | 2,494 | 2,745 | increased by251 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 11 | 13 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 331 | 419 | increased by88 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $681,032,169 | $916,266,963 | increased by$235,234,794 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,809 | 2,494 | increased by685 |
| Apr 1, 2022 | Employees | 10 | 11 | increased by1 |
| Apr 1, 2022 | Clients | 304 | 331 | increased by27 |
| Apr 1, 2022 | AUM | $434,800,000 | $681,032,169 | increased by$246,232,169 |
| Apr 1, 2022 | Accounts | 1,501 | 1,809 | increased by308 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PROVIDENCE CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PROVIDENCE CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.